Financial Advisory and Intermediary Services Act 37 of 2002 & Regulati

Financial Advisory and Intermediary Services Act 37 of 2002 & Regulations

 

Further Legislative Developments

  • Financial Advisory and Intermediary Services Act 37 of 2002: Date of commencement of pending amendments made by Financial Sector Regulation Act 9 of 2017 changed to 1 April 2021 (GenN 356 in GG 43131 of 24 March 2020) (p3)

  • Amendment of the Specific Code of Conduct for Authorised Financial Services Providers and Representatives conducting Short-term Deposits Business, 2020 published with effect from 6 months after the effective date of the Amendment of the General Code of Conduct for Authorised FSPs and Representatives, 2020 (GN 706 in GG 43474 of 26 June 2020) (p44)

  • Amendment of the Determination of Fit and Proper Requirements, 2020 published (GN 707 in GG 43474 of 26 June 2020) (p75)

Proposed Future Developments

 

Contact: myjutapockets@juta.co.za