Financial Markets Act 19 of 2012 & Rules and Regulations 3e
Available
-
Edition:
3rd Edition
- Format: Pocket Size
- ISBN: 9781485127635
- Extent: 828 Pages
- Published: 2018
- Category: Statutes, Financial Services, Juta's Pocket Statutes
R270.00
Financial Markets Act 19 of 2012 & Rules and Regulations 3e
has been added to your cart.
This title in the Juta’s Pocket Statutes series reflects the law as at 3 April 2018.
Key Benefits
- Up-to-date
-
Accessible
-
Affordable
Also available as part of the 5-volume Corporate Pocket Library.
- Key Addresses
- Quick Finder for Key Topics
- Financial Markets Act 19 of 2012
- PENDLEX: Act 9 of 2017
- Rules and Regulations
- Rules of Strate Limited, 1999
- Code of Conduct for authorised users, 2005
- Equities Rules, 2005
- Requirements imposed by the Financial Services Board for nominees to operate in South Africa, 2007
- Application for approval of the acquisition or the holding of shares or any other interest in a market infrastructure, 2013
- Conditions applicable to the demutualisation of an exchange, central securities depository or independent clearing house, 2013
- Conditions applicable to the inclusion by an exchange of securities issued by it in its own list, 2013
- Accounting records to be maintained by a regulated person, 2013
- Determination of fit and proper requirements for market infrastructures, 2013
- Penalties to be imposed by the registrar, 2013
- Matters to be reported on by auditor of a regulated person, 2013
- Report by a market infrastructure to the registrar, 2013
- Conditions applicable to the amalgamation, merger, transfer or disposal of market infrastructures, 2013
- Requirements applicable to the granting of a market infrastructure licence, 2013
- Directive and Guideline 1 of 2014: Directive and Guideline regarding infrastructures provided by companies facilitating trading in their own securities
- Notice regarding conflicts of interest
- Prescribed Fees, 2015
- Reporting of transactions to the Registrar
- Financial Markets Act Regulations
- Auditors and accounting professionals
- Bankers
- Authorised security users
- Financial institutions
- Brokers and inter-dealer brokers
- Financial professionals and service providers
- Stockbrokers & security traders
This product does not have any reviews yet - be the first to write one.
This title in the Juta’s Pocket Statutes series reflects the law as at 3 April 2018.
Key Benefits
- Up-to-date
-
Accessible
-
Affordable
Also available as part of the 5-volume Corporate Pocket Library.
- Key Addresses
- Quick Finder for Key Topics
- Financial Markets Act 19 of 2012
- PENDLEX: Act 9 of 2017
- Rules and Regulations
- Rules of Strate Limited, 1999
- Code of Conduct for authorised users, 2005
- Equities Rules, 2005
- Requirements imposed by the Financial Services Board for nominees to operate in South Africa, 2007
- Application for approval of the acquisition or the holding of shares or any other interest in a market infrastructure, 2013
- Conditions applicable to the demutualisation of an exchange, central securities depository or independent clearing house, 2013
- Conditions applicable to the inclusion by an exchange of securities issued by it in its own list, 2013
- Accounting records to be maintained by a regulated person, 2013
- Determination of fit and proper requirements for market infrastructures, 2013
- Penalties to be imposed by the registrar, 2013
- Matters to be reported on by auditor of a regulated person, 2013
- Report by a market infrastructure to the registrar, 2013
- Conditions applicable to the amalgamation, merger, transfer or disposal of market infrastructures, 2013
- Requirements applicable to the granting of a market infrastructure licence, 2013
- Directive and Guideline 1 of 2014: Directive and Guideline regarding infrastructures provided by companies facilitating trading in their own securities
- Notice regarding conflicts of interest
- Prescribed Fees, 2015
- Reporting of transactions to the Registrar
- Financial Markets Act Regulations
- Auditors and accounting professionals
- Bankers
- Authorised security users
- Financial institutions
- Brokers and inter-dealer brokers
- Financial professionals and service providers
- Stockbrokers & security traders
This product does not have any reviews yet - be the first to write one.