Financial Markets Act 19 of 2012 & Rules and Regulations 3e


Available
    Edition: 3rd Edition
  • Format: Pocket Size
  • ISBN: 9781485127635
  • Language(s): English
  • Extent: 828 Pages
  • Published:
  • Category: Statutes, Financial Services, Juta's Pocket Statutes

R270.00



This title in the Juta’s Pocket Statutes series reflects the law as at 3 April 2018.

Key Benefits

  • Up-to-date
  • Accessible

  • Affordable

Also available as part of the 5-volume Corporate Pocket Library.

  • Key Addresses
  • Quick Finder for Key Topics
  • Financial Markets Act 19 of 2012
    • PENDLEX: Act 9 of 2017
  • Rules and Regulations
    • Rules of Strate Limited, 1999
    • Code of Conduct for authorised users, 2005
    • Equities Rules, 2005
    • Requirements imposed by the Financial Services Board for nominees to operate in South Africa, 2007
    • Application for approval of the acquisition or the holding of shares or any other interest in a market infrastructure, 2013
    • Conditions applicable to the demutualisation of an exchange, central securities depository or independent clearing house, 2013
    • Conditions applicable to the inclusion by an exchange of securities issued by it in its own list, 2013
    • Accounting records to be maintained by a regulated person, 2013
    • Determination of fit and proper requirements for market infrastructures, 2013
    • Penalties to be imposed by the registrar, 2013
    • Matters to be reported on by auditor of a regulated person, 2013
    • Report by a market infrastructure to the registrar, 2013
    • Conditions applicable to the amalgamation, merger, transfer or disposal of market infrastructures, 2013
    • Requirements applicable to the granting of a market infrastructure licence, 2013
    • Directive and Guideline 1 of 2014: Directive and Guideline regarding infrastructures provided by companies facilitating trading in their own securities
    • Notice regarding conflicts of interest
    • Prescribed Fees, 2015
    • Reporting of transactions to the Registrar
    • Financial Markets Act Regulations

  • Auditors and accounting professionals
  • Bankers
  • Authorised security users
  • Financial institutions
  • Brokers and inter-dealer brokers
  • Financial professionals and service providers
  • Stockbrokers & security traders

This product does not have any reviews yet - be the first to write one.

This title in the Juta’s Pocket Statutes series reflects the law as at 3 April 2018.

Key Benefits

  • Up-to-date
  • Accessible

  • Affordable

Also available as part of the 5-volume Corporate Pocket Library.

  • Key Addresses
  • Quick Finder for Key Topics
  • Financial Markets Act 19 of 2012
    • PENDLEX: Act 9 of 2017
  • Rules and Regulations
    • Rules of Strate Limited, 1999
    • Code of Conduct for authorised users, 2005
    • Equities Rules, 2005
    • Requirements imposed by the Financial Services Board for nominees to operate in South Africa, 2007
    • Application for approval of the acquisition or the holding of shares or any other interest in a market infrastructure, 2013
    • Conditions applicable to the demutualisation of an exchange, central securities depository or independent clearing house, 2013
    • Conditions applicable to the inclusion by an exchange of securities issued by it in its own list, 2013
    • Accounting records to be maintained by a regulated person, 2013
    • Determination of fit and proper requirements for market infrastructures, 2013
    • Penalties to be imposed by the registrar, 2013
    • Matters to be reported on by auditor of a regulated person, 2013
    • Report by a market infrastructure to the registrar, 2013
    • Conditions applicable to the amalgamation, merger, transfer or disposal of market infrastructures, 2013
    • Requirements applicable to the granting of a market infrastructure licence, 2013
    • Directive and Guideline 1 of 2014: Directive and Guideline regarding infrastructures provided by companies facilitating trading in their own securities
    • Notice regarding conflicts of interest
    • Prescribed Fees, 2015
    • Reporting of transactions to the Registrar
    • Financial Markets Act Regulations

  • Auditors and accounting professionals
  • Bankers
  • Authorised security users
  • Financial institutions
  • Brokers and inter-dealer brokers
  • Financial professionals and service providers
  • Stockbrokers & security traders

This product does not have any reviews yet - be the first to write one.