Financial Intelligence Centre Act 38 of 2001 & Regulations AND Financial Advisory and Intermediary Services Act 37 of 2002 & Regulations (2-volume set)


Unavailable
    Edition: Current Editions
  • Format: Pocket Size
  • ISBN: 9781485101376
  • Extent: 594 Pages
  • Category: Statutes, Financial Services, Juta's Pocket Statutes

R400.00

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These concise pocket-size books are available separately or as a 2-volume set.

Customised Juta Pocket Statutes featuring your company branding are available to meet your unique business requirements. Email your details to statutes@juta.co.za and one of our professional team will contact you to discuss how we can assist you in making your mark using the trusted up-to-date Juta Pocket Statutes series.

Financial Intelligence Centre Act 38 of 2001 & Regulations

  • Key Addresses 
  • Quick Finder for Key Topics
  • Financial Intelligence Centre Act 38 of 2001
    • PENDLEXES: Act 1 of 2017; Act 9 of 2017
  • Regulations
    • Money Laundering and Terrorist Financing Control Regulations
    • Exemption in terms of the Act (section 29)
    • Guidance concerning identification of clients
    • Guidance to Financial Services Industries regulated by the Financial Services Board concerning the meaning of the word ‘Transaction’
    • Exemptions for banks
    • Exemptions for Management Companies of Collective Investment Schemes in terms of the Act
    • Second Reporting Exemption
    • Guidance for banks on customer identification and verification and related matters
    • Third Reporting Exemption
    • Guidance on Suspicious Transaction Reporting
    • Exemption in terms of the Act (prepaid card)
    • Exemption in terms of the Act (section 28) 
    • Directive 01/2013: Updating of registration information of accountable and reporting institutions
    • Directive 02/2014: Use of login credentials pursuant to registration with the Financial Intelligence Centre Act
    • Directive 03/2014: Notification of failure to report
    • Directive 04/2016: Updating of registration-related information to access the new registration and reporting platform of the Financial Intelligence Centre

Financial Advisory and Intermediary Services Act 37 of 2002 & Regulations (including supplementary material on CD-ROM)

  • Key Addresses 
  • Quick Finder for Key Topics
  • Financial Advisory and Intermediary Services Act 37 of 2002
  • Regulations
    • Selected Codes of Conduct
    • Selected Exemptions
    • Selected Determinations
    • CD-ROM containing Ombud Rules and Related Material

  • Compliance officers
  • Auditors
  • All product suppliers issuing financial products covered by the Act
  • Students & lecturers
  • State organs and other financial services industry regulators and representative and advisory bodies

Key Benefits

  • Up-to-date
  • Accessible
  • Affordable

This product does not have any reviews yet - be the first to write one.

These concise pocket-size books are available separately or as a 2-volume set.

Customised Juta Pocket Statutes featuring your company branding are available to meet your unique business requirements. Email your details to statutes@juta.co.za and one of our professional team will contact you to discuss how we can assist you in making your mark using the trusted up-to-date Juta Pocket Statutes series.

Financial Intelligence Centre Act 38 of 2001 & Regulations

  • Key Addresses 
  • Quick Finder for Key Topics
  • Financial Intelligence Centre Act 38 of 2001
    • PENDLEXES: Act 1 of 2017; Act 9 of 2017
  • Regulations
    • Money Laundering and Terrorist Financing Control Regulations
    • Exemption in terms of the Act (section 29)
    • Guidance concerning identification of clients
    • Guidance to Financial Services Industries regulated by the Financial Services Board concerning the meaning of the word ‘Transaction’
    • Exemptions for banks
    • Exemptions for Management Companies of Collective Investment Schemes in terms of the Act
    • Second Reporting Exemption
    • Guidance for banks on customer identification and verification and related matters
    • Third Reporting Exemption
    • Guidance on Suspicious Transaction Reporting
    • Exemption in terms of the Act (prepaid card)
    • Exemption in terms of the Act (section 28) 
    • Directive 01/2013: Updating of registration information of accountable and reporting institutions
    • Directive 02/2014: Use of login credentials pursuant to registration with the Financial Intelligence Centre Act
    • Directive 03/2014: Notification of failure to report
    • Directive 04/2016: Updating of registration-related information to access the new registration and reporting platform of the Financial Intelligence Centre

Financial Advisory and Intermediary Services Act 37 of 2002 & Regulations (including supplementary material on CD-ROM)

  • Key Addresses 
  • Quick Finder for Key Topics
  • Financial Advisory and Intermediary Services Act 37 of 2002
  • Regulations
    • Selected Codes of Conduct
    • Selected Exemptions
    • Selected Determinations
    • CD-ROM containing Ombud Rules and Related Material

  • Compliance officers
  • Auditors
  • All product suppliers issuing financial products covered by the Act
  • Students & lecturers
  • State organs and other financial services industry regulators and representative and advisory bodies

Key Benefits

  • Up-to-date
  • Accessible
  • Affordable

This product does not have any reviews yet - be the first to write one.


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